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Regulatory Compliance Archives

What to consider when selling a business

If you are thinking about selling your business, it's usually because you've been doing so well that it's clear you'll be able to reap the rewards of your hard work and are looking forward to retirement or investing in a new enterprise. Before you place a listing in all the trade magazines and websites, it's time to do some serious reality checks and make sure you won't be surprised when the offers start rolling in.

Woman says court's ruling on regulatory compliance issue not good

Many California townspeople are familiar with food vending trucks that frequent fairgrounds and cities nationwide. Food vendors often face regulatory compliance issues that affect the way they conduct business. A recent court case in another state has left one woman quite unhappy. She says she plans to appeal the court's decision because it is ruining her food truck business.

Facing regulatory compliance issues as a new business owner

It can be very exciting to bring a new business dream to fruition in California. Many areas throughout the state are considered prime locations for businesses of all sorts. Difficulties often arise when launching new businesses, however. One issue that can be especially challenging is regulatory compliance.

Pursuing regulatory compliance issues in California workplaces

Just as employees are often required to sign contracts before they begin working for various businesses, employers are also typically bound by certain regulations set forth by the Department of Labor. When a regulatory compliance issue arises, steps can be taken to rectify the situation. All California employees are advised to seek clarification and obtain information regarding DOL regulations so they will be aware of any violations during their courses of employment.

Suit involving regulatory compliance filed against Intel

When retirement plan investment professionals in California intentionally make decisions that are not in the best interests of their clients, they may be held liable. In one out-of-state case involving regulatory compliance, Intel Corporation faces a suit filed by a person who participates in retirements plans sponsored by the company. The suit alleges that Intel's investment practices have contributed to the improper investment of many participants' funds.

Cloud technology can cause regulatory compliance issues

In business, it is always important to understand the rules of the game. This means keeping up with the latest laws and regulations governing one's specific industry, in California and elsewhere. However, each industry has its own regulatory compliance issues, which can change periodically. Advances in technology can also significantly alter how business is conducted in a specific industry.

Answers to questions that can keep business owners up at night

Growing a business can be very exciting. The thrill of gaining customers (and business savvy) on your own terms can be empowering, liberating and scary at the same time. Let's face it, striking it out on one's own is not for everyone, and there are certain issues that can keep even the most driven entrepreneur up at night.

How entrepreneurs can get ready for the 'Green Rush'

In the 1840's the "Gold Rush" attracted people from across the country to California for dreams of getting rich by panning for gold. Fast forward nearly two centuries, and it is the "Green Rush" that is poised to create an entirely new industry.

California agencies crack down on regulatory compliance violators

Business laws are designed to ensure a marketplace that promotes efficiency, fairness and competition. On the other hand, there are some companies in California that attempt to skirt certain business and employment laws in order to gain an unfair edge over competition. One common type of regulatory compliance violation committed by companies is not adhering to employment laws.

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