Investors who feel wronged often look to the federal court system for redress. But the Financial Industry Regulatory Authority, the oversight authority for brokerages and brokers, has an alternative dispute resolution process that is faster and often, much cheaper...
Business Litigation
Partnership disputes happen. How can they be resolved?
A partnership dispute can be a real mess that threatens the viability of the business itself. Partners must understand the scope of their liability, their fiduciary duties and how they can productively resolve their dispute. The difference between general partners and...
Should crypto investors care about the Ripple lawsuit?
Generally, crypto-investors like to get their news and due diligence (known as, “DD” in online forums) from alternative sources. However, one news topic that has brought them onto mainstream news websites is the SEC v. Ripple lawsuit. SEC v. Ripple lawsuit While this...
Department of Justice seeks to broaden anticompetition analysis
You don’t need us to tell you that a merger or acquisition can be a wise business move. But to exploit as much as you can out of the process, you have to know how to competently navigate it in light of the law. And that’s no easy thing to do given the changing...
Board diversity requirements for California-based businesses
Companies based in our state have a myriad of state-specific laws and regulations they must follow. One of the more unique requirements that some may not know is California’s board member diversity requirements. SB 826 and AB 979 Back in 2018, the state mandated that...
In business, what is a breach of fiduciary duty?
In California, certain business relationships create a duty of fiduciary care, usually when one party entrusts the other with access or control over the first party's property. To prevent abuse of this trust, the second party owes a legal duty of care to the first...
Conflicts of interests in investment banking
Investment bankers know that a potential conflict of interest can have many negative effects. Even if a conflict of interest is ultimately found not to exist, the appearance of one may damage a business or professional reputation. In addition, the legalities involved...
Is litigation the only way to resolve a business dispute?
When a large company in Orange County is facing a business dispute, such as intellectual property litigation, tax disputes or accusations of fraud they may want to try to avoid a full trial. The trial process can be lengthy and expensive, and large companies may feel...
Understanding false advertising in California
Advertising is the lifeblood for many businesses. It can help attract new customers, build and maintain a positive image and remain competitive within the marketplace. A company can live or die on the back of good or bad advertising. Good advertising A solid...
Implications of the Epic vs. Apple litigation
The commercial litigation of Apple vs. Epic Games concluded on 24 May 2020. As both sides await the court's decision, the tech industry is bracing itself for the potential fallout a decision could bring. Background Apple currently takes a 30% cut on all third-party...